Thu September 17, 2015
Managing an Effective AML Compliance Program: 2-day In-Person Seminar | New York, NY
SEE EVENT DETAILS
at To Be Announced
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Start Date: September 17th & 18th 2015 | 2 Days
Name of Event: Managing an Effective AML Compliance Program: 2-day In-Person Seminar | New York, NY
Start Time: Session Start Time: 9.00 AM
Details:
Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?
Key goals of this course are:
To provide an understanding of money laundering and how it can impact an institution
To review the importance of “tone at the top” and how to implement a compliance-friendly environment
To learn about the critical internal controls and how these controls can protect your institution
The course will focus on the 4 pillars of an AML compliance program:
Policies, procedures and internal controls
Designation of a compliance officer
Training for appropriate personnel
Independent audit
To understand the importance of the risk assessment
To focus on the senior management/board of directors oversight of the Program
To discuss customer due diligence and know your customer expectations
To discuss knowing your high risk customers
To review implementation steps for enhanced customer due diligence
To discuss red flags indicating unusual or suspicious activity
To understand detection and reporting requirements under the Bank Secrecy Act
To discuss recent case studies
Speaker:
Laura Goldzung is President and Founder of AML Audit Services, LLC, an anti-money laundering and fraud consultancy specializing in independent testing and compliance consulting services to financial and non-bank financial institutions. Additional expertise includes domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, and expert witness testimony. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance. With over 25 years in the financial services industry, Ms. Goldzung is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, and the National Society of Compliance Professionals, to name a few. She services on a variety of industry task forces and committees, and is faculty for a number of industry education programs. Ms. Goldzung is a frequent speaker and contributor on the topic of anti-money laundering and fraud.
For more details call Complystream at: (+1) 844 498 6361
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Name of Event: Managing an Effective AML Compliance Program: 2-day In-Person Seminar | New York, NY
Start Time: Session Start Time: 9.00 AM
Details:
Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?
Key goals of this course are:
To provide an understanding of money laundering and how it can impact an institution
To review the importance of “tone at the top” and how to implement a compliance-friendly environment
To learn about the critical internal controls and how these controls can protect your institution
The course will focus on the 4 pillars of an AML compliance program:
Policies, procedures and internal controls
Designation of a compliance officer
Training for appropriate personnel
Independent audit
To understand the importance of the risk assessment
To focus on the senior management/board of directors oversight of the Program
To discuss customer due diligence and know your customer expectations
To discuss knowing your high risk customers
To review implementation steps for enhanced customer due diligence
To discuss red flags indicating unusual or suspicious activity
To understand detection and reporting requirements under the Bank Secrecy Act
To discuss recent case studies
Speaker:
Laura Goldzung is President and Founder of AML Audit Services, LLC, an anti-money laundering and fraud consultancy specializing in independent testing and compliance consulting services to financial and non-bank financial institutions. Additional expertise includes domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, and expert witness testimony. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance. With over 25 years in the financial services industry, Ms. Goldzung is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, and the National Society of Compliance Professionals, to name a few. She services on a variety of industry task forces and committees, and is faculty for a number of industry education programs. Ms. Goldzung is a frequent speaker and contributor on the topic of anti-money laundering and fraud.
For more details call Complystream at: (+1) 844 498 6361
Start Date: September 17th & 18th 2015 | 2 Days
Name of Event: Managing an Effective AML Compliance Program: 2-day In-Person Seminar | New York, NY
Start Time: Session Start Time: 9.00 AM
Details:
Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?
Key goals of this course are:
To provide an understanding of money laundering and how it can impact an institution
To review the importance of “tone at the top” and how to implement a compliance-friendly environment
To learn about the critical internal controls and how these controls can protect your institution
The course will focus on the 4 pillars of an AML compliance program:
Policies, procedures and internal controls
Designation of a compliance officer
Training for appropriate personnel
Independent audit
To understand the importance of the risk assessment
To focus on the senior management/board of directors oversight of the Program
To discuss customer due diligence and know your customer expectations
To discuss knowing your high risk customers
To review implementation steps for enhanced customer due diligence
To discuss red flags indicating unusual or suspicious activity
To understand detection and reporting requirements under the Bank Secrecy Act
To discuss recent case studies
Speaker:
Laura Goldzung is President and Founder of AML Audit Services, LLC, an anti-money laundering and fraud consultancy specializing in independent testing and compliance consulting services to financial and non-bank financial institutions. Additional expertise includes domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, and expert witness testimony. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance. With over 25 years in the financial services industry, Ms. Goldzung is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, and the National Society of Compliance Professionals, to name a few. She services on a variety of industry task forces and committees, and is faculty for a number of industry education programs. Ms. Goldzung is a frequent speaker and contributor on the topic of anti-money laundering and fraud.
For more details call Complystream at: (+1) 844 498 6361
read more
Name of Event: Managing an Effective AML Compliance Program: 2-day In-Person Seminar | New York, NY
Start Time: Session Start Time: 9.00 AM
Details:
Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?
Key goals of this course are:
To provide an understanding of money laundering and how it can impact an institution
To review the importance of “tone at the top” and how to implement a compliance-friendly environment
To learn about the critical internal controls and how these controls can protect your institution
The course will focus on the 4 pillars of an AML compliance program:
Policies, procedures and internal controls
Designation of a compliance officer
Training for appropriate personnel
Independent audit
To understand the importance of the risk assessment
To focus on the senior management/board of directors oversight of the Program
To discuss customer due diligence and know your customer expectations
To discuss knowing your high risk customers
To review implementation steps for enhanced customer due diligence
To discuss red flags indicating unusual or suspicious activity
To understand detection and reporting requirements under the Bank Secrecy Act
To discuss recent case studies
Speaker:
Laura Goldzung is President and Founder of AML Audit Services, LLC, an anti-money laundering and fraud consultancy specializing in independent testing and compliance consulting services to financial and non-bank financial institutions. Additional expertise includes domestic and international training, design and development of BSA/AML compliance programs, risk assessment and analysis, remediation and corrective action programs, and expert witness testimony. She has worked with institutions that have been referred to enforcement for BSA/AML violations, helping them to bring their AML programs into compliance. With over 25 years in the financial services industry, Ms. Goldzung is active with several industry groups including the Association of Certified AML Specialists, SIFMA’s Compliance & Legal and Internal Audit Societies, Association of Certified Fraud Examiners, and the National Society of Compliance Professionals, to name a few. She services on a variety of industry task forces and committees, and is faculty for a number of industry education programs. Ms. Goldzung is a frequent speaker and contributor on the topic of anti-money laundering and fraud.
For more details call Complystream at: (+1) 844 498 6361
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Date/Times:
To Be Announced
New York City, New York City, NY 10170
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